Canadian Derivatives Exchange*

Block Trade Reporting Form

General information

at :

Buyer

Seller

Details of the block trade

Symbol Series Type Expiry date Contracts Price Strategy  
Add Options or Futures line
   

The transmission of the above information to the Bourse and the subsequent validation and dissemination of the transaction by the Market Monitoring Department will not preclude the Bourse from initiating any analysis and/or investigation to ensure that the transaction has been made in accordance with the requirements of the Rules of the Bourse or of the Procedures applicable to the execution of block trades. If, following such analysis or investigation, it appears that the transaction was not in full compliance with applicable regulatory requirements, the Bourse has the discretion to initiate a disciplinary process.