Canadian Derivatives Exchange*

Circulars

2017 circulars

These documents are PDF files.

Date Number Title
2017-08-16 122-17 Amendments to the List of Fees of Bourse de Montréal Inc. (Effective September 1, 2017)
2017-08-15 121-17 Resignation of an Approved Participant - Pollitt & Co. Inc.
2017-08-15 120-17 Resignation of an Approved Participant - Dundee Securities Ltd.
2017-08-14 119-17 Self-Certification - Amendments to the Procedures for the Cancellation or Adjustment of Trades of Bourse de Montreal Inc.
2017-08-14 118-17 List of Deliverable Canadian Government Bond Issues for the LGB, CGB, CGF and CGZ Futures Contracts
Annex 1
2017-08-11 117-17 Position Limits – Futures Contracts and Options on Futures Contracts
Annex 1
2017-08-07 116-17 Self-Certification - Amendments to the Rules of Bourse de Montreal Inc. to Move to T+2 Settlement
2017-08-02 115-17 Additional Futures Contracts on Canadian Share “Share Futures”
2017-08-02 114-17 Final Contract Adjustment- Silver Standard Resources Inc. (SSO)- Name, Symbol and CUSIP Change
2017-07-31 113-17 Final Contract Adjustment Amaya Inc. (AYA)- Name, Symbol and CUSIP Change
2017-07-21 112-17 Anticipated Contract Adjustment Dominion Diamond Corp (DDC) - Plan of arrangement
2017-07-21 111-17 Self-Certification - Liquidation of Positions in Excess of Limits
2017-07-12 110-17 Position Limits for Share Futures Contracts
2017-07-12 109-17 Position Limits - Stock and Trust Unit Options, Exchange Traded Fund Unit Options, Sector Index Options, Index Options, Currency Options
Annex 1
2017-07-12 108-17 Self-Certification - Mandatory use of the UDS Facility
2017-07-11 107-17 Position Limits - Futures Contracts and Options on Futures Contracts
Annex 1
2017-07-11 106-17 New Foreign Approved Participant - Life Trading UK Limited
2017-07-10 105-17 Anticipated Contract Adjustment Trilogy Energy Corp. (TET) & Paramount Resources Ltd. (POU) - Merger
2017-07-07 104-17 List of Deliverable Canadian Government Bond Issues for the LGB, CGB, CGF and CGZ Futures Contracts
Annex 1
2017-07-05 103-17 Final Contract Adjustment Bellatrix Exploration Ltd. (BXE) - Reverse Stock Split
2017-07-05 102-17 Final Contract Adjustment Canam Group Inc. (CAM) - Acquisition
2017-07-04 101-17 Final Contract Adjustment Brookfield Asset Management Inc. (BAM)- Spin-Off (Follow-up)
2017-06-30 100-17 Resignation of a Foreign Approved Participant - Marquette Partners, L.P.
2017-06-28 099-17 Final Contract Adjustment Penn West Petroleum Ltd. (PWT) - CUSIP, Symbol and Name Change
2017-06-28 098-17 Re-Introduction of an Option Class - Spartan Energy Corp. (SPE)
2017-06-22 097-17 Final Contract Adjustment Savanna Energy Services Corp. (SVY)-Acquisition
2017-06-22 096-17 Final Contract Adjustment- Spartan Energy Corp. (SPE)- Reverse Stock Split
2017-06-21 095-17 New Equity Option Class
2017-06-20 094-17 Re-Introduction of an Option Class-Waste Connections Inc. (WCN)
2017-06-20 093-17 Request for Comments - Amendments to the Procedures for the Cancellation or Adjustment of Trades of Bourse de Montréal Inc.
2017-06-19 092-17 Final Contract Adjustment The North West Company Inc. (NWC) - CUSIP Change
2017-06-19 091-17 Final Contract Adjustment Canadian Energy Services & Technology Corp. (CEU) - CUSIP and Name Change
2017-06-15 090-17 Final Contract Adjustment- DH Corporation (DH)- Plan of Arrangement
2017-06-14 089-17 Final Contract Adjustment- Labrador Iron Ore Royalty Corporation (LIF)- Special Cash Dividend
2017-06-14 088-17 Name Change -iShares Canadian Short Term Bond Index ETF
2017-06-12 087-17 Position Limits – Futures Contracts and Options on Futures Contracts
Annex 1
2017-06-12 086-17 Anticipated Contract Adjustment Agrium Inc. (AGU) & Potash Corporation of Saskatchewan Inc. (POT) - Merger of Equals - UPDATE
2017-06-06 085-17 Final Contract Adjustment Canyon Services Group Inc. (FRC) - Plan of Arrangement
2017-06-06 084-17 List of Deliverable Canadian Government Bond Issues for the LGB, CGB, CGF and CGZ Futures Contracts
Annex 1
2017-06-05 083-17 Regulation Respecting Electronic Trading and Direct Electronic Access to Marketplaces - Frequently Asked Questions
2017-06-02 082-17 Final Contract Adjustment- Waste Connections, Inc. (WCN)- Stock Split
2017-06-02 081-17 Final Contract Adjustment- Wi-LAN Inc. (WIN) CUSIP, Symbol and Name Change
2017-05-31 080-17 Re-Introduction of an Option Class and Future Contracts
2017-05-31 079-17 Request for Comments - Liquidation of Positions in Excess of Limits
2017-05-31 078-17 Request for Comments - Basis Trades on Close
2017-05-29 077-17 Final Contract Adjustment- Brookfield Asset Management Inc. (BAM and FBM)-Spin-Off
2017-05-29 076-17 Final Contract Adjustment- BetaPro S&P 500 VIX Short-Term Futures 2X Daily Bull ETF (HVU)- Reverse Unit Split (Follow-Up)
2017-05-26 075-17 Final Contract Adjustment- BetaPro S&P 500 VIX Short-Term Futures 2X Daily Bull ETF (HVU)- Reverse Unit Split
2017-05-24 074-17 Final Contract Adjustment- CCL Industries Inc. (CCL) - Stock Split
2017-05-24 073-17 Final Contract Adjustment- Silver Wheaton Corp. (SLW)- CUSIP, Symbol and Name Change
2017-05-23 072-17 Anticipated Contract Adjustment Bellatrix Exploration Ltd.(BXE) Share Consolidation
2017-05-19 071-17 Final Contract Adjustment Painted Pony Petroleum Ltd. - (PPY)CUSIP, Symbol and Name Change
2017-05-19 070-17 Anticipated Contract Adjustment BetaPro S&P 500 VIX Short-Term Futures 2x Daily Bull ETF – HVU Unit Consolidations
2017-05-17 069-17 Launch of a New Equity Options Traders Training Program Call for Applications
Annex 1
2017-05-16 068-17 Request for Comments - Introduction of Auctions - Introduction of Article 6369B and Amendment to Articles 6007, 6368, 6371, 6372, 6375 and 6391 of Rule Six of Bourse de Montreal Inc.
2017-05-16 067-17 Maximum Order Size - Ten-Year Government of Canada Bond Futures Maximum Strategy Order Quantity
2017-05-15 066-17 Request for Comments - Amendments to the Procedures Applicable to the Execution of Strategies Involving Options of the Bourse to render the use of the “User-Defined Strategy” Facility by Approved Participants Mandatory. Amendments to the Procedures Applicable to the Execution of Strategies Involving Futures and Options on Futures of the Bourse
2017-05-15 065-17 Final Contract Adjustment - Silver Wheaton Corp. (SLW) CUSIP, Symbol and Name Change
2017-05-12 064-17 Self-Certification - Amendments to Rule Fifteen of the Bourse de Montréal Inc. to Update S&P’s Limitation of Liability Disclaimer
2017-05-10 063-17 Introduction of a Process to Impose Fines for Minor Violations
2017-05-09 062-17 Position Limits – Futures Contracts and Options on Futures Contracts
Annex 1
2017-05-08 061-17 List of Deliverable Canadian Government Bond Issues for the LGB, CGB, CGF and CGZ Futures Contracts
Annex 1
2017-05-03 060-17 New Equity Option Classes
2017-05-02 059-17 Name Change of a Foreign Approved Participant - Spire Europe Limited
2017-05-02 058-17 Anticipated Contract Adjustment Pembina Pipeline Corporation (PPL) and Veresen Inc. (VSN) - Plan of arrangement
2017-05-02 057-17 Anticipated Contract Adjustment Waste Connections Inc. (WCN) - Stock Split
2017-05-01 056-17 Conversion and Name Change of a Foreign Approved Participant - Goldman, Sachs & Co.
2017-05-01 055-17 Regulatory User Group - Members List
2017-04-28 054-17 Final Contract Adjustment Milestone Apartments Real Estate Investment Trust (MST.UN) - Acquisition
2017-04-28 053-17 Anticipated Contract Adjustment Canam Group Inc. (CAM) - Plan of arrangement
2017-04-26 052-17 Extension of the Request for Comments Period - Amendments to the Rules of Bourse de Montreal Inc. to Clarify the Governance Structure of the Regulatory Division
2017-04-25 051-17 Disciplinary Decision - Offer of Settlement - Nomura International PLC Inc.
2017-04-20 050-17 Anticipated Contract Adjustment Trican Well Service Ltd. (TCW) & Canyon Services Group Inc. (FRC) Merger
2017-04-13 049-17 Position Limits for Share Futures Contracts
2017-04-13 048-17 Position Limits - Stock and Trust Unit Options, Exchange Traded Fund Unit Options, Sector Index Options, Index Options, Currency Options
Annex 1
2017-04-11 047-17 Position Limits – Futures Contracts and Options on Futures Contracts
Annex 1
2017-04-11 046-17 Regulation Respecting Electronic Trading and Direct Electronic Access to Marketplaces
Annex 1
2017-04-07 045-17 List of Deliverable Canadian Government Bond Issues for the LGB, CGB, CGF and CGZ Futures Contracts
Annex 1
2017-04-05 044-17 Resignation of an Approved Participant - UBS Securities Canada Inc.
2017-04-05 043-17 New Foreign Approved Participant - Mako Global Derivatives Partnership LLP
2017-03-31 042-17 Mizuho Securities USA Inc. - Conversion and Name Change of a Foreign Approved Participant
2017-03-29 041-17 New Equity Option Class
2017-03-28 040-17 Final Contract Adjustment Labrador Iron Ore Royalty Corp. (LIF)-Special Cash Dividend
2017-03-24 039-17 No-Cancellation Stage for Index Futures and Share Futures
2017-03-22 038-17 Request for Comments - Amendments to the Rules of Bourse de Montreal Inc. to Clarify the Governance Structure of the Regulatory Division
2017-03-21 037-17 Request for Comments - Amendments to Article 6651 of Bourse de Montreal Inc. Regarding Position Limits for Options on Equity-Holding Exchange-Traded Funds
2017-03-21 036-17 Final Contract Adjustment- Manitoba Telecom Inc. (MBT) Plan of arrangement (Follow-Up)
2017-03-17 035-17 Final Contract Adjustment Manitoba Telecom Services Inc (MBT) - Plan of Arrangement
2017-03-16 034-17 Anticipated Contract Adjustment DH Corporation (DH) - Plan of arrangement
2017-03-13 033-17 Request for Comments - Manipulative or Deceptive Methods of Trading - Amendments to Article 6306 of Rule Six of Bourse de Montreal Inc.
2017-03-10 032-17 Arrangement Agreement Savanna Energy Services (SVY) - Acquisition Announcement
2017-03-08 031-17 Position Limits – Futures Contracts and Options on Futures Contracts
Annex 1
2017-03-08 030-17 Position Limits for 39 New Canadian Share Futures Contracts
2017-03-06 029-17 List of Deliverable Canadian Government Bond Issues for the LGB, CGB, CGF and CGZ Futures Contracts
Annex 1
2017-03-06 028-17 Anticipated Contract Adjustment Labrador Iron Ore Royalty Corp. (LIF) - Special Cash Dividend
2017-03-06 027-17 Resignation of a Foreign Approved Participant - Royal Bank of Scotland PLC (The)
2017-02-24 026-17 Hearing before the Disciplinary Committee of Bourse de Montréal Inc. — Offer of settlement - Nomura International PLC
2017-02-24 025-17 Treatment of Information Requests to the Regulatory Division
2017-02-21 024-17 Self-Certification - CDOR - CORRA
2017-02-17 023-17 Regulatory Division Priorities 2017
2017-02-14 022-17 Reports Pertaining to the Accumulation of Positions for Derivative Instruments (LOPR) - Reminder Concerning LOPR Reportable Dates
2017-02-14 021-17 Modification to the Trading Hours - Three-Month Canadian Bankers’ Acceptance Futures (BAX) - Options on Three-Month Canadian Bankers’ Acceptance Futures (OBW, OBX, OBY, OBZ) - 30-Day Overnight Repo Rate Futures (ONX) - Overnight Index Swap Futures (OIS)
2017-02-10 020-17 Position Limits – Futures Contracts and Options on Futures Contracts
Annex 1
2017-02-08 019-17 NEW EQUITY OPTIONS CLASSES
2017-02-06 018-17 List of Deliverable Canadian Government Bond Issues for the LGB, CGB, CGF and CGZ Futures Contracts
Annex 1
2017-02-03 017-17 Additional Futures Contracts on Canadian Share - “Share Futures”
2017-02-03 016-17 Final Contract Adjustment- Open Text Corporation (OTC)- Symbol Change
2017-01-31 015-17 Final Contract Adjustment Pan American Silver Corp. (PAA) Symbol Change
2017-01-20 014-17 Anticipated Contract Adjustment Milestone Apartments REIT (MST) - Plan of arrangement
2017-01-17 013-17 Self-Certification - Amendments to Articles 6676, 6791, 6795 and 6795.2 of the Rules of Bourse de Montreal Inc. to Adopt a new Foreign Exchange Rate Fixing to Determine the Final Settlement Price of Currency Options
2017-01-17 012-17 Disciplinary Decision - Offer of Settlement - ABN AMRO Clearing Chicago LLC
2017-01-16 011-17 Re-Introduction of an Option Class Paramount Resources Ltd. (POU)
2017-01-13 010-17 Appointment of the Vice President and Chief Regulatory Officer of Bourse de Montréal Inc.
2017-01-13 009-17 Position Limits for Share Futures Contracts
2017-01-13 008-17 Position Limits - Stock and Trust Unit Options, Exchange Traded Fund Unit Options, Sector Index Options, Index Options Currency Options
Annex 1
2017-01-11 007-17 Final Contract Adjustment Horizons ETFs (HOU, HOD, HNU, HND, HXU, HXD, HFU, HFD, HEU, HED, HGU, HGD, HIX) - CUSIP and Name Change - (Follow-up)
2017-01-11 006-17 Position Limits – Futures Contracts and Options on Futures Contracts
Annex 1
2017-01-10 005-17 Final Contract Adjustment Paramount Resources Ltd. (POU) - Spin-Off (Follow-Up)
2017-01-05 004-17 List of Deliverable Canadian Government Bond Issues for the LGB, CGB, CGF and CGZ Futures Contracts
Annex 1
2017-01-05 003-17 Name Change - HudBay Minerals Inc.
2017-01-04 002-17 Final Contract Adjustment Open Text Corporation (OTC) Stock Split
2017-01-04 001-17 Final Contract Adjustment Paramount Resources Ltd. (POU) Spin-Off